The loan compliance checklist can be utilized by loan officers and loan processors to help ensure correct disclosures were provided in a timely manner. Each checklist is loan purpose directed based on the name of the checklist. One set of worksheets is specifically tailored to HMDA reportable banks while the other is tailored to non-HMDA reportable banks. Further, these checklists could also be utilized as an audit tool during a pre-closing or post closing review. Your bank and employees should be aware that these checklists do not incorporate the intricacies of form completion and cover the disclosures generally required to be provided by community banks.

Click here to Download the Loan Checklist 2011 – Non HMDA Document

Click here to Download the Loan Checklist 2011 – HMDA Document

Disclaimer

The tools provided above are designed to be accurate and current as of the date of publication. All tools provided are based off of our interpretations of the regulations. The tools provided above do not cover all sections of all banking regulations and those contemplating use of such tools should review, in detail, all applicable regulatory requirements and risk involved before implementation.